CONNECT

Address:

110 Southampton Pl N
Venice, FL 34293-4215

Phone:

813.419.2148

AAMS Code of Ethics

The College for Financial Planning has established a Professional Code of Ethics that sets forth minimum standards of acceptable professional conduct for individuals who are authorized to use the marks ACCREDITED ASSET MANAGEMENT SPECIALISTSM or AAMS®.

The Code sets forth the responsibilities of each ACCREDITED ASSET MANAGEMENT SPECIALISTSM designee to the public, to his orher colleagues, and to clients. Adherence to this Code of Ethics by persons authorized to use the ACCREDITED ASSET MANAGEMENT SPECIALISTSM designation is mandatory. Failure to adhere to the Code of Ethics could result in revocation of the ACCREDITED ASSET MANAGEMENT SPECIALISTSM or AAMS® right to use the marks.

AN ACCREDITED ASSET MANAGEMENT SPECIALISTSM designee shall act with competence, exercise due diligence, and use prudent professional judgment in all professional activities.

AN ACCREDITED ASSET MANAGEMENT SPECIALISTSM designee shall not, without first obtaining the consent of the client, disclose any confidence, except as compelled by law.

AN ACCREDITED ASSET MANAGEMENT SPECIALISTSM designee shall disclose any potential conflicts of interest to his or her client and shall not solicit clients through false or misleading statements or advertisements.

AN ACCREDITED ASSET MANAGEMENT SPECIALISTSM designee shall keep informed of and abide by the laws and regulations of the securities industry, including, but not limited to, the FINRA Conduct Rules.

AN ACCREDITED ASSET MANAGEMENT SPECIALISTSM designee recognizes the need for and agrees to participate annually in continuing professional education.

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Check the background of this financial professional on FINRA's BrokerCheck